ETHICS TRAINING AS EASY AS A "CLICK"

New Periodic Ethics Course

EXCHANGE ANALYTICS is the leading supplier of ethics training for the Futures Industry, required by the Commodity Exchange Act. Corporate clients include many of the world's largest and most respected financial services firms. Exchange Analytics' ethics programs fully meet all obligations of the Commodity Futures Trading Commission's Statement of Acceptable Practices, and Exchange Analytics provides all documentation necessary to prove compliance.

We now have an Anti-Money Laundering (AML) Training which has just been released. Our AML course helps meet the requirements of the USA Patriot Act, which requires NFA Member firms (FCMs), brokers (IBs) and NASD Broker/Dealers to have AML compliance programs. Our new affiliate company EA Compliance provides all the other essential elements of a required AML program, including an independent third party examination of your AML compliance program and annual audit.

Exchange Analytics' training programs are available instantly online, from any computer in the world connected to the Internet. Convenience for you is our goal - Courses do not have to be taken in one sitting. You can quit the course at any time, and later re-enter where you left off, as many times as desired. Upon completion of the program an email certificate is sent immediately to you, a paper certificate sent to the compliance contact at your firm, and all records are maintained by Exchange Analytics and can be produced instantaneously for audit purposes. The average time to complete the Periodic ethics course or the AML course is one hour, and the Initial ethics course usually takes about 2 hours. The cost per-person for the Periodic ethics couse is $35 and the Initial ethics course is $75. Our new AML course is $25. Our price includes everything - the course itself, certification of completion, reports to your firm, and all record keeping.

QUESTIONS? Please check out our FAQ (Frequently Asked Questions).

Exchange Analytics in the news

Ethics Training featured in SFO October 2003 Issue